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KF1066 .A58 1973
|
|
|
Legislative history of the Securities act of 1933 and Securities exchange act of 1934 ... Compiled b
LAW STACKS
|
1973
|
|
|
KF1068 .K5 1969
|
|
|
Securities regulation sourcebook / compiled by Robert L. Knauss
LAW COMPACT STORAGE
|
c1969
|
|
|
KF1068 .K5 1970
|
|
|
Securities regulation sourcebook / compiled by Robert L. Knauss
LAW COMPACT STORAGE
|
c1970
|
|
|
KF1068.4 .B58
|
|
|
Blue sky law reporter : state blue sky laws, legal investment laws, regulations, forms lists ..
LAW STACKS
|
c1946-
|
|
|
KF1070 .B36 1998
|
|
|
Anglo-American securities regulation : cultural and political roots, 1690-1860 / Stuart Banner
Gleeson Stacks
|
1998
|
|
|
KF1070 .B7 1979
|
|
|
Securities fraud & commodities fraud / Alan R. Bromberg, Lewis D. Lowenfels
LAW COMPACT STORAGE
|
1979-
|
|
|
KF1070 .B7 1994
|
|
|
Bromberg and Lowenfels on securities fraud & commodities fraud / Alan R. Bromberg and, since 1979, L
LAW STACKS
|
c1994-
|
|
|
KF1070 .J3
|
|
|
The impact of Rule 10b-5 / Arnold S. Jacobs
LAW COMPACT STORAGE
|
1974-
|
|
|
KF1070 .J33 2001
|
|
|
Opinion letters in securities matters : text, clauses, law / by Arnold S. Jacobs
LAW STACKS
|
2001-
|
|
|
KF1070.L61
|
|
|
Securities regulation / by Louis Loss
LAW COMPACT STORAGE
|
c1961
|
|
|
KF1070 .R6322
|
|
|
Securities arbitration procedure manual / David E. Robbins
LAW STACKS
|
c2002-
|
|
|
KF1070.S43 1985
|
|
|
The SEC and the future of finance / by Joel Seligman
LAW STACKS
|
1985
|
|
|
KF1070.Z9 F56 2007
|
|
|
Financial services institute, 2007 : ALI-ABA course of study materials
LAW STACKS
|
c2007
|
|
|
KF1070.Z9 L47
|
|
|
Regulation of securities : SEC answer book / Steven Mark Levy
LAW STACKS
|
c2004-
|
|
|
KF1070.Z95 R62 2004
|
|
|
The ABCs of the UCC. Article 8, Investment securities / Carl S. Bjerre, Sandra M. Rocks ; Amelia H.
LAW STACKS
|
c2004
|
|
|
KF1071.A75 A2
|
|
|
Abuse on Wall Street : conflicts of interest in the securities markets : report to the Twentieth Cen
Gleeson Stacks
|
c1980
|
|
|
KF1071 .B76
|
|
|
Broker-dealer regulation / edited by Clifford E. Kirsch
LAW STACKS
|
c2004-
|
|
|
KF1071 .B763
|
|
|
Broker-dealer regulation : ALI-ABA course of study materials
LAW STACKS
|
1978-
|
|
|
KF1071 .M38
|
|
|
Conflicts of interest : broker-dealer firms : report to the Twentieth Century Fund Steering Committe
Gleeson Stacks
|
1975
|
|
|
KF1071 .W6
|
|
|
Regulation of brokers, dealers, and securities markets / by Nicholas Wolfson, with Richard M. Philli
LAW COMPACT STORAGE
|
c1977
|
|
|
KF1071.Z9 H39 2003
|
|
|
Broker-dealer regulation in a nutshell / Thomas Lee Hazen
Law Open Reserve
|
c2003
|
|
|
KF1072 .B55 2004
|
|
|
Investment management law and regulation / Harvey E. Bines, Steve Thel
LAW STACKS
|
c2004
|
|
|
KF1072 .I58
|
|
|
Investment adviser regulation : ALI-ABA course of study materials
LAW STACKS
|
1979-
|
|
|
KF1073.I5 B35 1999
|
|
|
Securities law : insider trading / by Stephen M. Bainbridge
Law Open Reserve
|
1999
|
|
|
KF1073.I5 F7
|
|
|
Sales of securities by corporate insiders, by Robert L. Frome [and] Victor M. Rosenzweig
LAW COMPACT STORAGE
|
1972
|
|
|
KF1073.I5 G6
|
|
|
SEC trading restrictions and reporting requirements for insiders
LAW STACKS
|
1973
|
|
|
KF1073.I5 G85 2004
|
|
|
Guide to Section 16 : insider reporting and short-swing trading liability / [editorial staff] James
LAW STACKS
|
c2004
|
|
|
KF1073.I5 J3
|
|
|
Section 16 of the Securities Exchange Act / by Arnold S. Jacobs
LAW STACKS
|
c2006-
|
|
|
KF1073.I5 P36
|
|
|
Perpetual jeopardy: the Texas Gulf Sulphur affair; a chronicle of achievement and misadventure, by K
Gleeson Stacks
|
1972
|
|
Perpetual jeopardy: the Texas Gulf Sulphur affair; a chronicle of achievement and misadventure, by K
LAW STACKS
|
1972
|
|
|
KF1073.I5 R6 1994
|
|
|
Section 16 treatise and reporting guide / by Peter J. Romeo and Alan L. Dye
LAW STACKS
|
c1994
|
|
|
KF1073.I5 S98 1993
|
|
|
The law and insider trading : in search of a level playing field / by Elizabeth Szockyj
LAW STACKS
|
1993
|
|
|
KF1073.I5 W36
|
|
|
Insider trading / William K. S. Wang, Marc I. Steinberg
LAW STACKS
|
c2005-
|
|
|
KF1073.I5 W36 1996
|
|
|
Insider trading / William K. S. Wang, Marc I. Steinberg
LAW COMPACT STORAGE
|
c1996
|
|
|
KF1074.N3 N35 1983
|
|
|
New York Stock Exchange listed company manual
LAW STACKS
|
1983-
|
|
|
KF1078.A31 Internet
|
|
|
Investment Company Act of 1940 and Investment Advisers Act of 1940 [electronic resource] : P.L. 768,
INTERNET (LAW)
|
1940
|
|
|
KF1078.A7 R37
|
|
|
Institutional investors : teaching materials / by David L. Ratner
Law Open Reserve
|
1978
|
|
|
KF1078.A75 I594
|
|
|
Investment management products : ALI-ABA course of study materials
LAW STACKS
|
c2007-
|
|
|
KF1078 .A87 1992
|
|
|
Protecting investors : a half century of investment company regulation / Division of Investment Mana
Gleeson Stacks
|
1992
|
|
|
KF1078 .F7
|
|
|
The regulation of money managers : the Investment company act and the Investment advisers act / Tama
LAW STACKS
|
1980
|
|
|
KF1078 .F72 2001
|
|
|
The regulation of money managers : mutual funds and advisers / Tamar Frankel, Ann Taylor Schwing
LAW STACKS
|
c2001-
|
|
|
KF1078 .U14 2005
|
|
|
U.S. regulation of hedge funds / Shartsis, Friese LLP, Douglas L. Hammer ... [et al.]
LAW STACKS
|
c2005
|
|
|
KF1079 .K45 1998
|
|
|
Real estate investment trusts handbook / William A. Kelley, Jr
LAW STACKS
|
1998
|
|
|
KF1079 .L45
|
|
|
Real estate limited partnerships and other syndications, edited by Lawrence S. Lempert
LAW STACKS
|
1973
|
|
|
KF1079.R42
|
|
|
Real estate investment planning / the IBP research and editorial staff
LAW COMPACT STORAGE
|
1984
|
|
|
KF1079 .R65
|
|
|
Real estate syndication digest, 1972; principles & applications [by] Stephen E. Roulac
LAW STACKS
|
1972
|
|
|
KF1079 .R69
|
|
|
Syndication landmarks / compiled and analyzed by Stephen E. Roulac
LAW STACKS
|
c1974
|
|
|
KF1083 .L66 1986
|
|
|
Modern investment management and the prudent man rule / Bevis Longstreth
LAW STACKS
|
1986
|
|
|
KF1085 .E48 2001
|
|
|
Commodity Futures Modernization Act of 2000 : law and explanation / Charles W. Edwards, James Hamilt
LAW STACKS
|
c2001
|
|
|
KF1085 .J63 1998
|
|
|
Commodities regulation / Philip McBride Johnson, Thomas Lee Hazen
LAW COMPACT STORAGE
|
c1998-
|
|
|
KF1085 .J63 2004
|
|
|
Derivatives regulation / Philip McBride Johnson, Thomas Lee Hazen
LAW STACKS
|
c2004
|
|
|
